Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Fox is a financial advisor with Wells Fargo Securities, LLC. Anne has been in the industry since March 10, 2014, and is registered with FINRA and the state of North Carolina. Anne holds a Series 7, Series 63, Series 6 TO, Series 22 TO, Series 82 TO, Series 99 TO and SIE licenses. Anne is also registered in 53 states and jurisdictions. Previously, Anne was a financial advisor with Susquehanna Financial Group, LLLP, Benchmark Securities LLC, and Millennium Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/31/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
PA
12/13/2021 - 10/06/2022
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
FL
04/03/2021 - 11/10/2021
BENCHMARK SECURITIES LLC (WINTER PARK FL)
NC
02/13/2012 - 05/02/2019
MILLENNIUM ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 02/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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