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Anne Fazio Hardy

Siebert Williams Shank & CO., LLC

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About Anne Fazio Hardy

Anne Hardy is a financial professional with over 10 years of experience in the industry. Anne is currently registered with Siebert Williams Shank & CO., LLC and holds Series 63, SIE and Series 52 licenses. Anne is registered in Florida and the District of Columbia.

Firm Information

Anne Hardy is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Hardy’s Registration & Firm History

FL

05/04/2012 - Present

Siebert Williams Shank & CO., LLC (West Palm Beach FL)

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Licenses & Designations

BC

Issued 06/03/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2012

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anne Fazio Hardy.
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