Unclaimed
Anne Ellen baker Holzbach has been in the financial services industry since 2006. Anne is currently registered with Securian Financial Services, Inc. and previously worked at CAPITAL BROKERAGE CORPORATION. Anne holds Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/08/2023 - Present
Securian Financial Services, Inc. (New York NY)
VA
02/22/2006 - 11/15/2022
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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