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Anne Elizabeth Serewicz

C. L. King & Associates, Inc.

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About Anne Elizabeth Serewicz

Anne Serewicz is a financial professional with over 25 years of experience in the financial services industry. She is currently registered with C. L. King & Associates, Inc. in New York. Anne has held previous positions at Castleoak Securities, LP, Blaylock Robert Van, LLC, Blaylock & Company, Inc., HSBC Securities (USA) Inc., Salomon Smith Barney Inc., and Citicorp Securities, Inc. Anne holds Series 7, 63, 24, SIE and 79TO licenses.

Firm Information

Anne Serewicz is currently registered with C. L. King & Associates, Inc.. C. L. King & Associates, Inc. is a Corporation that was formed on March 3, 1972. The firm is registered with the SEC and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Serewicz’s Registration & Firm History

NY

10/14/2014 - Present

C. L. King & Associates, Inc. (NEW YORK NY)

NY

05/13/2011 - 06/25/2014

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

12/21/2007 - 05/17/2011

BLAYLOCK ROBERT VAN, LLC (NEW YORK NY)

NY

08/14/2006 - 12/21/2007

BLAYLOCK & COMPANY, INC. (NEW YORK NY)

NY

04/23/2001 - 03/21/2005

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

12/18/1998 - 03/28/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/18/1995 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anne Elizabeth Serewicz.
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