Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Elizabeth Roe is a registered representative and investment advisor representative. Anne is registered with Janney Montgomery Scott LLC in Philadelphia, PA. Anne has been in the securities industry since November 2021. Before joining Janney Montgomery Scott LLC, Anne worked at Vanguard Marketing Corporation. Anne holds Series 63, Series 7TO, SIE, and Series 65 licenses. Anne is also registered in 53 states. Anne specializes in providing financial planning, pension consulting, and portfolio management services to a range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
03/18/2024 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
11/11/2021 - 04/07/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 03/18/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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