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Anne Elisabeth finch Flanagan

Empower Financial Services, Inc.

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About Anne Elisabeth finch Flanagan

Anne Elisabeth finch Flanagan has been a registered representative in the securities industry since November 1987. Anne is currently affiliated with Empower Financial Services, Inc. Prior to that, Anne worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, AMEV Investors, Inc. and Waddell & Reed, Inc. Anne has passed the Securities Industry Essentials Examination (SIE), the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the General Securities Representative Examination (Series 7). Anne also passed the Uniform Securities Agent State Law Examination (Series 63). Anne is currently registered to sell securities in Arizona, California, Nevada, New Mexico and Utah.

Firm Information

Anne Flanagan is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Flanagan’s Registration & Firm History

CO

10/26/2007 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

NA

11/10/1989 - 03/04/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

08/28/1989 - 11/10/1989

AMEV INVESTORS, INC.

NA

11/25/1987 - 09/11/1989

WADDELL & REED, INC.

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Licenses & Designations

BC

Issued 12/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anne Elisabeth finch Flanagan.
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