Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Bolton is a financial advisor with over 20 years of experience in the industry. She is a Certified Financial Planner (CFP) and is licensed to offer investment advice in 41 states. Anne's expertise encompasses financial planning, portfolio management, and pension consulting. She currently provides financial services through Raymond James & Associates, Inc. but has prior experience with Morgan Stanley and Citigroup Global Markets Inc. Anne is also a board member and serves on the Finance Committee of Midway University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/18/2024 - Present
Raymond James & Associates, Inc. (LEXINGTON KY)
KY
06/01/2009 - 08/21/2024
MORGAN STANLEY (Lexington KY)
KY
08/22/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LEXINGTON KY)
IA
Issued 09/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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