Unclaimed
Anne Holloway is a financial advisor with Bain Capital Distributors, LLC. Anne has been in the industry since August 4, 2016. Anne is registered with FINRA and holds the Series 7, Series 63, and SIE licenses. Anne is licensed to offer securities in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/05/2016 - Present
Bain Capital Distributors, LLC (Boston MA)
BC
Issued 01/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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