Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Deborah Hilton is a registered representative with Scotia Capital (usa) Inc., a firm that is active in the broker-dealer industry. Anne has been in the financial services industry since April 15, 2019. Anne is licensed with FINRA. She holds the Series 7TO, Series 24 and Series 14 licenses. Prior to working at Scotia Capital (usa) Inc., Anne was with Mizuho Securities USA LLC. Her experience includes a prior role with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/30/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/04/2020 - 03/28/2022
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
04/15/2019 - 06/04/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 11/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 02/04/2020
Series 14 - Compliance Officer Examination
BC
Issued 04/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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