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Anne Davey Gilliland

SPC Capital Markets LLC

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About Anne Davey Gilliland

Anne Gilliland is a registered representative with SPC Capital Markets LLC, located in Greenwich, Connecticut. Anne has been in the securities industry since October 21, 2019. Anne holds the Series 79 and SIE licenses. Anne has experience working with RBC Capital Markets, LLC.

Firm Information

Anne Gilliland is currently registered with SPC Capital Markets LLC. SPC Capital Markets LLC is a Limited Liability Company that was formed on May 10, 2019. The firm is registered in Connecticut, Florida, and New York, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anne Gilliland’s Registration & Firm History

CT

05/07/2020 - Present

SPC Capital Markets LLC (Greenwich CT)

NY

06/12/2017 - 12/26/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/26/2017

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anne Davey Gilliland.
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