Unclaimed
Anne Gilliland is a registered representative with SPC Capital Markets LLC, located in Greenwich, Connecticut. Anne has been in the securities industry since October 21, 2019. Anne holds the Series 79 and SIE licenses. Anne has experience working with RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/07/2020 - Present
SPC Capital Markets LLC (Greenwich CT)
NY
06/12/2017 - 12/26/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 12/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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