Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Christine Rochael is a financial professional with a focus on securities. Anne Christine Rochael is currently registered with Safra Securities LLC, a firm based in Aventura, Florida. Anne Christine Rochael has been in the securities industry since December 28, 2017. Anne Christine Rochael is licensed to conduct business in Florida. Anne Christine Rochael has successfully passed the Securities Industry Essentials Examination and the General Securities Representative Examination. Anne Christine Rochael was previously employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/16/2018 - Present
Safra Securities LLC (AVENTURA FL)
FL
11/27/2017 - 04/13/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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