Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne C. Bailey is a financial advisor who has been active in the industry since June 9, 2013. Anne is registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Anne is currently licensed in Arizona, Arkansas, Colorado, Massachusetts, Nevada, New Hampshire, New Mexico, and Utah. Anne also holds the Series 7, 9, 10, 66, SIE, and 99TO licenses. Anne has specializations in the areas of portfolio management, financial planning, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/05/2013 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
BOTH
Issued 07/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anne Bailey is the right advisor for you? Invested Better is here to help.
