Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Bransford Wallace is a registered representative with UBS Financial Services Inc. in Nashville, Tennessee. She has been working in the securities industry since 1979. Anne Wallace has a Series 7, Series 63, and Series 65 license. She also holds registrations in several states, including Tennessee, Texas, and New York. Anne Wallace specializes in providing financial planning, investment advice, and retirement planning services. She serves a variety of clients, including individuals, families, and businesses. Anne Wallace is also a member of the Hundred Club of Nashville.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
08/14/2000 - Present
UBS Financial Services Inc. (NASHVILLE TN)
NY
09/19/1979 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 10/03/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anne Wallace is the right advisor for you? Invested Better is here to help.
