Unclaimed
Anne Aslan is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Anne has been in the financial services industry since 2005. Anne has a Series 7, Series 66, and SIE license. Anne has experience with Northwestern Mutual Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
St Petersburg, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
01/19/2024 - Present
Northwestern Mutual Investment Services, LLC (St Petersburg FL)
CT
04/24/2008 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIDGEFIELD CT)
CT
01/01/2008 - 04/07/2008
WACHOVIA SECURITIES, LLC (DANBURY CT)
CT
03/08/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANBURY CT)
BOTH
Issued 5/5/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/7/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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