Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anne? Claim Your ProfileAnne Aslan is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Anne has been in the financial services industry since July 25, 2005, and has experience with Northwestern Mutual Investment Services, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WACHOVIA SECURITIES, LLC, and A. G. EDWARDS & SONS, INC.. Anne holds licenses for Series 66, Series 7 and SIE exams. Anne has a current registration in Colorado, Connecticut and Florida. Anne's office is located in St. Petersburg, FL and Anne also works in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
01/19/2024 - Present
Northwestern Mutual Investment Services, LLC (St Petersburg FL)
CT
04/24/2008 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIDGEFIELD CT)
CT
01/01/2008 - 04/07/2008
WACHOVIA SECURITIES, LLC (DANBURY CT)
CT
03/08/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANBURY CT)
BOTH
Issued 05/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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