Unclaimed
Anne Abernethy is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Anne has been working in the financial industry for over 15 years and has a broad range of experience in helping clients achieve their financial goals. Anne is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the North Carolina State Bar. Anne is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/16/2023 - Present
Wells Fargo Advisors Financial Network, LLC (NEWTON NC)
NC
11/15/2007 - 03/16/2023
WELLS FARGO CLEARING SERVICES, LLC (NEWTON NC)
BOTH
Issued 12/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Anne Abernethy is the right advisor for you? Invested Better is here to help.