Unclaimed
Anna Wobrock is a financial advisor with over 20 years of experience in the financial services industry. Anna has a strong track record of success in helping clients achieve their financial goals. She is currently registered with Wealth Enhancement Brokerage Services, LLC and LPL Financial LLC. Anna holds Series 7, Series 24, and Series 63 licenses. She is also a Registered Principal. Anna is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
02/11/2022 - Present
Wealth Enhancement Brokerage Services, LLC (PLYMOUTH MN)
CA
08/10/2017 - 01/06/2022
MUTUAL SECURITIES, INC. (Orcutt CA)
CA
06/16/2015 - 08/03/2017
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
06/23/2011 - 06/17/2015
JHS CAPITAL ADVISORS, LLC (SANTA MARIA CA)
CA
03/02/2005 - 06/27/2011
MAGUIRE INVESTMENTS, INC. (SANTA MARIA CA)
MO
01/13/2000 - 02/16/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 03/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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