Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Tse is a financial professional registered with Gemini Galactic Markets, LLC. Anna has been in the industry since 2018. Anna has a strong background in securities, holding licenses including Series 63, 7, 14, 24, 99TO, and SIE. Currently, Anna is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/11/2022 - Present
Gemini Galactic Markets, LLC (NEW YORK NY)
NY
09/24/2018 - 04/01/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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