Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Toy is a financial advisor with Principal Securities, Inc. Anna has been in the industry since January 11, 2001 and is registered with the state of Minnesota. Anna has held previous roles with various financial firms, including Pentegra Distributors Inc., Princor Financial Services Corporation, EFC Financial Services, LLC, P.J. Robb Variable Corporation, ADP Broker-Dealer, Inc., Citigroup Global Markets Inc. and Morgan Stanley & Co., Incorporated. Anna holds a Series 7 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
04/11/2022 - Present
Principal Securities, Inc. (MINNEAPOLIS MN)
NY
03/30/2016 - 09/15/2017
PENTEGRA DISTRIBUTORS INC. (WHITE PLAINS NY)
CA
10/14/2015 - 03/28/2016
PRINCOR FINANCIAL SERVICES CORPORATION (EMERYVILLE CA)
PA
08/28/2013 - 04/14/2015
EFC FINANCIAL SERVICES, LLC (DRESHER PA)
TN
08/08/2011 - 08/01/2013
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NJ
09/07/2006 - 06/23/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
CA
05/21/2002 - 08/25/2006
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
09/27/1995 - 05/20/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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