Unclaimed
Anna Rossi is a financial professional registered with FINRA and Cowen And Co. Anna has been in the financial services industry since 2012. Her experience includes previous roles at Cowen Execution Services LLC and KCG Americas LLC. Anna holds the Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2020 - Present
Cowen AND Co. (NEW YORK NY)
NY
06/05/2017 - 07/06/2020
COWEN EXECUTION SERVICES LLC (NY NY)
NY
08/20/2012 - 06/12/2017
KCG AMERICAS LLC (New York NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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