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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Reyes Stockhamer is an investment advisor representative with Morgan Stanley. Anna has been in the industry since 2006 and holds several licenses and certifications, including Series 3, 7, 9, 10, 66, and SIE. Anna has worked for several firms over the years including UBS Financial Services Inc. and NewEdge Securities, Inc. Anna is registered to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/24/2023 - Present
Morgan Stanley (New York NY)
CT
03/24/2022 - 10/16/2023
NEWEDGE SECURITIES, INC. (STAMFORD CT)
NY
03/12/2013 - 03/31/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
CA
04/29/2011 - 03/13/2013
MORGAN STANLEY (MENLO PARK CA)
CA
12/05/2006 - 05/03/2011
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
BOTH
Issued 01/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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