Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Bernardo is a financial professional with over 20 years of experience in the financial services industry. Anna has a strong background in investment advisory and has worked for several prominent firms, including TD Waterhouse Investor Services, Inc., LPL Financial Corporation, Nationwide Investment Services Corporation, and Empower Financial Services, Inc. Anna holds several industry licenses, including Series 7, Series 63, Series 66, and Series 26. Anna is currently registered with Planmember Securities Corp. and is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/24/2024 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
06/14/2016 - 01/23/2024
EMPOWER FINANCIAL SERVICES, INC. (San Diego CA)
OH
11/25/2008 - 06/10/2016
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CA
02/08/2005 - 11/18/2008
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
NE
04/20/2004 - 02/22/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 01/16/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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