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Anna Pearson

Rabo Securities USA, Inc.

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About Anna Pearson

Anna Pearson is a securities professional registered with the state of New York. Anna holds a Series 63, Series 79TO, and SIE licenses. Anna is employed by Rabo Securities USA, Inc. and has been working in the securities industry since April 2023. Anna's office is located at 245 Park Avenue in New York, NY.

Firm Information

Anna Pearson is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anna Pearson’s Registration & Firm History

NY

04/05/2024 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/10/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/11/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anna Pearson.
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