Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Nicholson is a financial advisor with Ares Management Capital Markets LLC. Anna has been a financial advisor since 2020. Anna holds Series 63, 7TO, 52TO, 79TO, and SIE licenses. Anna is registered with FINRA and is licensed in New York. Anna was previously with CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2023 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
09/28/2020 - 06/09/2023
CITIGROUP GLOBAL MARKETS INC. (New York NY)
BC
Issued 10/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 09/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Anna Nicholson is the right advisor for you? Invested Better is here to help.
