Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Marie Paradiso-rufalo has been in the financial services industry since 1994. Anna is a Registered Representative and a General Securities Principal, holding Series 7, 24, 27, 52TO, 53, 63, 66, 99TO, and SIE licenses. Anna is currently registered with Pershing LLC and Pershing Advisor Solutions LLC in New Jersey. Previously, Anna was employed by LPL Financial LLC in Fort Mill, SC and Foresters Financial Services, Inc. in Edison, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/08/2021 - Present
Pershing LLC (JERSEY CITY NJ)
SC
02/23/2021 - 10/01/2021
LPL FINANCIAL LLC (FORT MILL SC)
NJ
02/01/1994 - 05/26/2020
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
BOTH
Issued 05/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/17/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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