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Anna Marie Owens

CFD Investments, Inc.

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About Anna Marie Owens

Anna Marie Owens is a securities professional with over 10 years of experience in the financial services industry. Anna is currently registered with CFD Investments, Inc., a firm headquartered in Kokomo, Indiana. Prior to joining CFD Investments, Inc., Anna worked for LaSalle St Securities, L.L.C. in Kokomo, Indiana. Anna holds the Series 7, Series 63, Series 11, and SIE licenses and is currently registered with the state of Indiana.

Firm Information

Anna Owens is currently registered with CFD Investments, Inc.. CFD Investments, Inc. is a Corporation that was formed in December 1986. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anna Owens’s Registration & Firm History

IN

06/14/2023 - Present

CFD Investments, Inc. (KOKOMO IN)

IN

10/26/2012 - 06/02/2023

LASALLE ST SECURITIES, L.L.C. (KOKOMO IN)

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Licenses & Designations

BC

Issued 01/16/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/25/2012

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anna Marie Owens.
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