Unclaimed
Anna Marie Owens is a securities professional with over 10 years of experience in the financial services industry. Anna is currently registered with CFD Investments, Inc., a firm headquartered in Kokomo, Indiana. Prior to joining CFD Investments, Inc., Anna worked for LaSalle St Securities, L.L.C. in Kokomo, Indiana. Anna holds the Series 7, Series 63, Series 11, and SIE licenses and is currently registered with the state of Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
06/14/2023 - Present
CFD Investments, Inc. (KOKOMO IN)
IN
10/26/2012 - 06/02/2023
LASALLE ST SECURITIES, L.L.C. (KOKOMO IN)
BC
Issued 01/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2012
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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