Unclaimed
Anna Higgins is a registered investment advisor representative with LPL Financial LLC, a firm based in Fort Mill, South Carolina. Anna has worked in the financial services industry since 1994. Anna is registered to provide investment advice in 41 states. Anna's specializations include individual and business portfolio management, financial planning, and pension consulting. In addition to LPL, Anna has also worked for Paine Webber Inc. and Howe Barnes Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/04/2025 - Present
LPL Financial LLC (HINSDALE IL)
NJ
09/01/1999 - 04/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IL
01/01/1996 - 08/20/1999
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
TX
09/01/1994 - 12/13/1995
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
05/24/1994 - 09/01/1994
HAMILTON INVESTMENTS, INC.
IA
Issued 06/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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