Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Maria Spurgin is a financial advisor at The Mather Group, LLC. She is a registered representative with the state of Illinois and Indiana. Anna Maria has been in the financial services industry since 2001. She is a Series 7 and 66 licensed advisor and holds Series 24, 52TO and 53 licenses as well. Anna Maria specializes in providing financial advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A percentage of total net worth
1
2
IL
12/02/2024 - Present
THE Mather Group, LLC (CHICAGO IL)
IN
09/18/2014 - 09/13/2024
MML INVESTORS SERVICES, LLC (Indianapolis IN)
IN
05/12/2014 - 09/03/2014
THE HUNTINGTON INVESTMENT COMPANY (INDIANAPOLIS IN)
IN
10/31/2007 - 06/14/2013
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
IN
04/09/2003 - 10/17/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
AZ
06/12/2001 - 04/17/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 08/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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