Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Maria Pujolas is a registered representative with Wells Fargo Clearing Services, LLC, based in Williamsville, New York. Anna Maria Pujolas has been in the financial services industry since April 11, 2004. Prior to joining Wells Fargo Clearing Services, LLC, Anna Maria Pujolas worked at HSBC Securities (USA) INC. and AXA Advisors, LLC. Anna Maria Pujolas is licensed to provide financial services in California, Florida, Illinois, New York, South Carolina, Texas, Washington and Wisconsin. Anna Maria Pujolas has a variety of licenses and certifications including Series 7, Series 9, Series 10, Series 65, and Series 66. Anna Maria Pujolas is a well-respected financial advisor with a strong track record of providing personalized financial advice to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/02/2021 - Present
Wells Fargo Clearing Services, LLC (WILLIAMSVILLE NY)
NY
11/17/2006 - 12/03/2021
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
08/22/2003 - 03/27/2006
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 07/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anna Pujolas is the right advisor for you? Invested Better is here to help.
