Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Brouwer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She is based in Indianapolis, IN. Anna has been working in the financial services industry since 2003. Anna has a series 6, Series 7 and SIE license. Anna has experience working with Key Investment Services LLC and Fifth Third Securities, Inc. She has a Series 63 license and has been working as a registered representative since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
IN
10/25/2012 - 10/04/2017
KEY INVESTMENT SERVICES LLC (NOBLESVILLE IN)
IN
09/19/2007 - 08/31/2011
FIFTH THIRD SECURITIES, INC. (NOBLESVILLE IN)
OH
05/16/2006 - 06/20/2007
ONLINE BROKERAGE SERVICES (WHITEHOUSE OH)
IL
07/06/2005 - 01/05/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
10/29/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 11/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/20/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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