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Anna Lynn Lautenbach

Alps Distributors, Inc.

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About Anna Lynn Lautenbach

Anna Lautenbach is a financial professional based in Denver, Colorado. Anna has been in the industry since 2010, working with clients in Wisconsin. Anna has a proven track record of success in the financial services industry, with experience at various firms including Northern Lights Distributors, LLC, Ultimus Fund Distributors, LLC, and Allstate Financial Services, LLC. Currently, Anna is registered with Alps Distributors, Inc., a broker-dealer firm, and Alps Portfolio Solutions Distributor, Inc. Anna's expertise in the financial industry is evidenced by her professional licenses and certifications, including her Series 66, Series 24, Series 7, and SIE exams.

Firm Information

Anna Lautenbach is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anna Lautenbach’s Registration & Firm History

CO

01/30/2023 - Present

Alps Distributors, Inc. (DENVER CO)

NE

03/26/2021 - 01/25/2023

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

OH

03/26/2021 - 01/25/2023

ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)

WI

06/23/2015 - 11/23/2020

ALLSTATE FINANCIAL SERVICES, LLC (Oshkosh WI)

WI

06/06/2014 - 03/03/2015

PACKERLAND BROKERAGE SERVICES, INC. (GREEN BAY WI)

TX

08/11/2011 - 02/13/2013

THRIVENT INVESTMENT MANAGEMENT INC. (WYLIE TX)

MN

06/27/2007 - 05/10/2010

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/09/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anna Lynn Lautenbach.
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