Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Louise Malia is a registered representative and investment advisor representative. Anna has been in the securities industry since June 5, 2018. Anna is registered with Credit Union Investment Services and has licenses in North Carolina. Anna has passed the Series 63, 65 and 24 exams. Anna also holds the Series 7TO, SIE and Series 6 exams. Anna currently works for Credit Union Investment Services and has also worked for State Employees' Credit Union and SECU Brokerage Services. Anna provides financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
10/25/2018 - Present
Credit Union Investment Services (Arden NC)
IA
Issued 10/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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