Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Liza De pinto is a financial advisor at Raymond James & Associates, Inc. Anna Liza is a registered representative in Colorado and holds a Series 6, Series 7, Series 63, and Series 66 license. Anna Liza has been in the financial industry since 2000. Anna Liza has been with Raymond James & Associates, Inc. since November 2023. Anna Liza previously worked at RBC Capital Markets, LLC. Anna Liza is a dedicated financial professional with a strong track record of success. Anna Liza is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/03/2023 - Present
Raymond James & Associates, Inc. (DENVER CO)
CO
04/05/2001 - 11/24/2023
RBC CAPITAL MARKETS, LLC (GREENWOOD VILLAGE CO)
CO
08/08/2000 - 02/08/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 11/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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