Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Romeo is a financial advisor with Citigroup Global Markets Inc. Anna has been in the financial services industry since August 2004 and has a wide range of experience working with individuals, corporations, and institutional clients. Anna is registered with the Financial Industry Regulatory Authority (FINRA) and is a licensed securities agent in a variety of states. Anna specializes in financial planning, portfolio management, and asset allocation advice. Anna is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2021 - Present
Citigroup Global Markets Inc. (Scarsdale NY)
NY
12/11/2020 - 10/04/2021
AMERIPRISE FINANCIAL SERVICES, LLC (WHITE PLAINS NY)
NY
11/17/2017 - 06/05/2020
HSBC SECURITIES (USA) INC. (NEW ROCHELLE NY)
NY
05/20/2016 - 11/15/2017
WELLS FARGO CLEARING SERVICES, LLC (WHITE PLAINS NY)
NY
05/18/2012 - 06/03/2016
LPL FINANCIAL LLC (YORKTOWN HEIGHTS NY)
NY
05/15/2006 - 05/15/2012
HSBC SECURITIES (USA) INC. (NYACK NY)
NY
09/24/1997 - 01/26/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 09/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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