Unclaimed
Anna Nelis is a Registered Representative and Investment Adviser Representative with Northwestern Mutual Investment Services, LLC. Anna has been in the securities industry since March 5, 2010. Anna is registered in 51 states and the District of Columbia. Anna holds Series 6, 7, 9, 10, 63, and 66 licenses. Anna has her office in Downers Grove, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/07/2013 - Present
Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)
BOTH
Issued 02/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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