Invested Better
Unclaimed

Unclaimed

Unclaimed

Anna Krystyna Nelis

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anna? Claim Your Profile

About Anna Krystyna Nelis

Anna Nelis is a Registered Representative and Investment Adviser Representative with Northwestern Mutual Investment Services, LLC. Anna has been in the securities industry since March 5, 2010. Anna is registered in 51 states and the District of Columbia. Anna holds Series 6, 7, 9, 10, 63, and 66 licenses. Anna has her office in Downers Grove, Illinois.

Firm Information

Anna Nelis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anna Nelis’s Registration & Firm History

IL

02/07/2013 - Present

Northwestern Mutual Investment Services, LLC (DOWNERS GROVE IL)

Not sure if Anna Krystyna Nelis is right for you?

Licenses & Designations

BOTH

Issued 02/04/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/15/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/19/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2011

Series 7 - General Securities Representative Examination

BC

Issued 03/04/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anna Krystyna Nelis. Review regulatory record here.
Not sure if Anna Krystyna Nelis is right for you?