Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Kathleen Shepard is a registered representative with Scotia Capital (usa) Inc. who has been in the financial services industry since June 15, 2022. Anna has a Series 63, Series 79TO and SIE license and is registered to sell securities in all 50 states. Anna is located at the Scotia Capital (usa) Inc. branch office in New York City, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/16/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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