Unclaimed
Anna Katherine Neufarth is a financial professional with over 10 years of experience in the financial industry. Anna has been registered with MM Ascend Life Investor Services, LLC since November 2017 and previously worked for PROEQUITIES, INC. from 2008 to 2017. Anna is licensed to provide financial advice in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
11/20/2017 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
OH
09/25/2008 - 09/29/2017
PROEQUITIES, INC. (CINCINNATI OH)
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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