Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Kate Davis is a financial advisor with LPL Financial LLC, located in Charlotte, North Carolina. Anna has been in the industry since January 2021, and previously worked at CUNA Brokerage Services, Inc., also in Charlotte. Anna is a Series 63, Series 6TO, and SIE licensed professional. Anna is registered to provide securities-related services in North Carolina. Anna specializes in a variety of areas including retirement planning, college savings, and estate planning. Anna is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/18/2022 - Present
LPL Financial LLC (CHARLOTTE NC)
NC
01/07/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 12/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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