Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Carroll is an investment advisor representative with Cetera Investment Advisers LLC. Anna has been in the industry since December 2014 and holds Series 6, 7, 52, 53, 63, and 65 licenses. Anna has previously worked for PROEQUITIES, INC. and MetLife Securities Inc. in Birmingham, Alabama. Anna is a compliance manager for Regions Investment Solutions and runs the social media marketing for Taco Casa through Facebook.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
06/15/2020 - Present
Cetera Investment Advisers LLC (BIRMINGHAM AL)
AL
04/07/2016 - 04/28/2020
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
08/18/2014 - 01/11/2016
METLIFE SECURITIES INC. (BIRMINGHAM AL)
IA
Issued 1/2/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/17/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/19/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/1/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 3/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 8/16/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Anna Carroll is the right advisor for you? Invested Better is here to help.
