linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Anna J Osborne

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Anna? Claim Your Profile

About Anna J Osborne

Anna J. Osborne is a licensed and registered investment advisor representative with W&S Brokerage Services, Inc. Anna is a Series 6, 26, and 63 licensed advisor with experience in providing investment advice. Anna's registration began in June of 2017 and has been continuously active since that time. W&S Brokerage Services, Inc., based in Cincinnati, Ohio, provides investment advice to both individuals and pooled investment vehicles. The firm currently has assets under management exceeding $122 million, spread over 451 accounts. The majority of these accounts are discretionary, meaning the advisor can make decisions for the client's accounts without their direct approval. Anna is located in Miamisburg, Ohio and has multiple branch offices in the state.

Firm Information

Anna Osborne is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Anna Osborne’s Registration & Firm History

OH

06/05/2017 - Present

W&S Brokerage Services, Inc. (Miamisburg OH)

OH

05/04/2009 - 05/05/2010

W&S BROKERAGE SERVICES, INC. (PIQUA OH)

Not sure if Anna J Osborne is right for you?

Licenses & Designations

BC

Issued 04/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anna J Osborne.
Not sure if Anna J Osborne is right for you?