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Anna Hsiao-wei Hsu

Loop Capital Markets LLC

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About Anna Hsiao-wei Hsu

Anna Hsu-wei Hsu is a registered representative at Loop Capital Markets LLC, with over 20 years of experience in the industry. Anna has a strong background in municipal and investment banking, with previous experience at J.P. Morgan Securities Inc. and Banc One Capital Markets, Inc. Anna holds a Series 7, Series 52, Series 53, and Series 79 license, as well as the SIE exam. Anna is registered in Arizona, Illinois and Texas and is a member of FINRA.

Firm Information

Anna Hsu is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Anna Hsu’s Registration & Firm History

IL

01/13/2005 - Present

Loop Capital Markets LLC (CHICAGO IL)

NY

08/02/2004 - 10/13/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

IL

08/18/2003 - 08/02/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 06/12/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anna Hsiao-wei Hsu.
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