Unclaimed
Anna Gaudet is a registered representative and investment advisor representative with Cetera Investment Advisers LLC, located in West Hartford, CT. Anna has been in the securities industry since August 2020. Anna holds the Series 66, 7TO and SIE securities licenses and has been registered with the state of Connecticut since November 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST HARTFORD CT)
BOTH
Issued 11/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 1/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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