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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Delia Alvarado is an investment advisor representative for Wealthpenn.comllc, with registration dates of November 21, 2014 and March 11, 2020 in Arizona and Texas respectively. Anna has a wealth of experience, starting her career in the industry on November 28, 1992. Prior to her current role, Anna held positions with J.P. Morgan Securities LLC, Chase Investment Services Corp., BANC ONE SECURITIES CORPORATION, and BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION. Anna has passed the Series 6, 7, 63, and 66 exams. Anna is registered in Arizona, California, Massachusetts, North Carolina, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
03/11/2020 - Present
Wealthpenn.comllc (Tucson AZ)
AZ
10/01/2012 - 11/12/2014
J.P. MORGAN SECURITIES LLC (TUCSON AZ)
AZ
10/18/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (TUCSON AZ)
AZ
07/06/2005 - 01/05/2006
CHASE INVESTMENT SERVICES CORP. (TUCSON AZ)
IL
02/01/1996 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
02/18/1992 - 02/01/1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
BOTH
Issued 6/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/4/2001
Series 7 - General Securities Representative Examination
BC
Issued 2/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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