Unclaimed
Anna Kovacs is a financial professional with over 10 years of experience in the industry. Anna is currently registered with Northwestern Mutual Investment Services, LLC and is licensed in California and Tennessee. She has a strong background in providing investment advice and has held previous roles with MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Anna has passed the Series 6 and Series 63 exams and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
04/11/2018 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
CA
03/30/2017 - 02/23/2018
MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)
CA
01/28/2013 - 02/16/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (IRVINE CA)
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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