Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Dearborn is a financial professional with over 10 years of experience in the industry. Anna is currently registered with Principal Securities, Inc. and holds a Series 7, Series 66 and SIE licenses. Anna specializes in providing financial advice to high net worth individuals, corporations and other businesses, individuals other than high-net-worth, insurance companies, charitable organizations, and pension and profit sharing plans. Anna also offers a range of advisory services including financial planning, pension consulting, and educational seminars. Prior to joining Principal Securities, Inc., Anna worked at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Anna has a strong understanding of the financial markets and a commitment to providing her clients with personalized and comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
CA
09/13/2023 - Present
Principal Securities, Inc. (DANVILLE CA)
CA
12/07/2020 - 08/14/2023
FIDELITY BROKERAGE SERVICES LLC (BERKELEY CA)
CA
08/28/2017 - 12/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
BOTH
Issued 12/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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