Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Daisy Leon is a financial advisor registered with LPL Financial LLC. Anna has been in the industry since 2009 and holds the Series 7, 24 and 66 licenses. Anna is a Registered Representative and Investment Advisor Representative, and is registered in Arizona, California, Florida, Georgia, Missouri, Nevada, New York, North Carolina, Oregon, and Washington. Anna has experience working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Anna also has experience providing financial planning services, educational seminars, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (WALNUT CREEK CA)
CA
06/15/2010 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (WALNUT CREEK CA)
CA
10/21/2009 - 05/14/2010
BANCWEST INVESTMENT SERVICES, INC. (SACRAMENTO CA)
BOTH
Issued 02/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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