Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Toy is a registered investment advisor representative with over 22 years of experience in the financial services industry. Currently, Anna is registered with Morgan Stanley. Previously, Anna Toy was registered with WELLS FARGO INVESTMENTS, LLC and CITICORP INVESTMENT SERVICES. Anna holds Series 63, 66 and 7 licenses, as well as the SIE exam. Anna's office is located in San Francisco, California. Anna is also a registered investment advisor in California, Hawaii, Nevada, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/27/2010 - Present
Morgan Stanley (San Francisco CA)
CA
09/01/2004 - 09/08/2010
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
02/05/1998 - 09/02/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 08/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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