Unclaimed
Anna Stubblefield is a registered representative with Vanguard Advisers, Inc. Anna has been in the financial services industry since January 18, 2016. Anna is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Anna is also registered as an Investment Advisor Representative (IAR) in Pennsylvania and Texas. Anna is a licensed professional with Series 7 and Series 66 securities licenses, and a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/01/2019 - Present
Vanguard Advisers, Inc. (MALVERN PA)
BOTH
Issued 10/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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