Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Cerqueira is an investment advisor representative associated with Raymond James & Associates, Inc.. Anna has been working in the financial services industry since November 2009. Anna is registered with the state of Maryland as an investment advisor representative and has a Series 7, Series 66, and SIE license. Anna has experience working with clients in the following sectors: individuals, corporations or other businesses, high net worth individuals, pension and profit-sharing plans, insurance companies, banking or thrift institutions, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
05/06/2024 - Present
Raymond James & Associates, Inc. (Bethesda MD)
MD
12/04/2015 - 05/15/2024
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
MD
11/17/2009 - 12/11/2015
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
BOTH
Issued 06/12/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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