Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anna? Claim Your ProfileAnna Malone is a financial advisor at Raymond James Financial Services Advisors, Inc., where she has been registered since September 2021. Anna has over 12 years of experience in the financial services industry, having previously worked at CETERA INVESTMENT SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NFP ADVISOR SERVICES and PROTRADER SECURITIES CORPORATION. Anna specializes in providing financial planning, portfolio management, and other advisory services for individuals and businesses. Anna is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
09/21/2021 - Present
Raymond James Financial Services Advisors, Inc. (Fort Worth TX)
TX
04/11/2013 - 09/09/2021
CETERA INVESTMENT SERVICES LLC (TYLER TX)
TX
04/29/2011 - 01/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TYLER TX)
TX
09/13/2010 - 03/29/2011
NFP ADVISOR SERVICES (TYLER TX)
TX
10/03/2000 - 04/12/2002
PROTRADER SECURITIES CORPORATION (AUSTIN TX)
BOTH
Issued 10/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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