Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ann? Claim Your ProfileAnn Winifred Hayes is a registered representative with Janney Montgomery Scott LLC. Ann is a registered investment advisor representative in New Hampshire. Ann is a registered securities representative in New Hampshire. Ann has worked in the securities industry for over 20 years. Ann's previous employment experience includes Ameriprise Financial Services, Inc., Touchstone Securities, Inc., BlackRock Investments, Inc., FAM Distributors, Inc., MFS Fund Distributors, Inc., Boston Institutional Services Incorporated and Quest Distributors, Inc. Ann's areas of specialization include Fixed Income, Equities, Mutual Funds, Variable Annuities, Annuities and Retirement Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
MA
01/18/2018 - Present
Janney Montgomery Scott LLC (BOSTON MA)
MN
12/07/2015 - 02/09/2017
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
OH
05/18/2010 - 12/16/2014
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NY
09/29/2006 - 04/02/2009
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
06/14/2002 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
MA
12/18/2000 - 08/20/2001
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
01/14/1994 - 12/21/1995
BOSTON INSTITUTIONAL SERVICES INCORPORATED (BOSTON MA)
NY
06/21/1988 - 09/23/1989
QUEST DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 03/14/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/15/2001
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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